What We Do At DWM
Follow us on: Facebook- https://www.facebook.com/druckerwealth Twitter- https://www.twitter.com/druckerwealth LinkedIn- https://www.linkedin.com/company/druc... Also, please feel free to contact us via email at [email protected] or telephone 212-681-0460. 1589567PH_Oct18 All investing is subject to risk, including the possible loss of the money you invest. Diversification and asset allocation do not guarantee a profit, nor do they eliminate the risk of loss of principal. While we believe the information in this report is reliable, we cannot guarantee its accuracy. Opinions expressed are subject to change without notice and are not intended as investment advice or a solicitation for the purchase or sale of any security. Please consult your financial professional before making any investment decision. The information provided is for educational purposes only, any strategies represented are not guarantees of future performance or success, and may not be appropriate for your situation. There is no specialist certification for providing financial advice to women. Securities and Investment Advisory Services offered exclusively through Registered Representatives of Hornor, Townsend & Kent, Inc., (HTK), Registered Investment Advisor, Member FINRA (www.finra.org) / SIPC (www.sipc.org). 2 Park Ave, Ste 300, New York, NY 10016. 212.697.1355. HTK is a wholly owned subsidiary of The Penn Mutual Life Insurance Company. HTK does not offer tax or legal advice. Always consult a qualified professional for specific information regarding your personal situation. Lance Drucker is a Registered Representative and Investment Adviser of HTK; Gideon Drucker and Kitty Ritchie are Registered Representatives of HTK. Drucker Wealth Management and other listed entities are not affiliated with HTK unless otherwise noted. The views expressed within this video are the views of the poster alone and do not necessarily reflect the views of Penn Mutual or HTK unless otherwise stated. The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Active as a credentialed professional in the financial services industry for a minimum of 5 years; 3. Favorable regulatory and complaint history review*; 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients; 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or awarded. Once awarded, wealth managers may purchase additional profile ad space or promotional products. The award methodology does not evaluate the quality of services provided and is not indicative of the winner’s future performance. 2,169 New York City wealth managers were considered for the award; 154 (8 percent of candidates) were named Five Star Wealth Managers. * As defined by Five Star Professional, the wealth manager has not: A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professional’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumer complaint process; C. Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority; D. Filed for personal bankruptcy; E. Been convicted of a felony.
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